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Compliance and Financial Services Professional all in one
Summary
Rafael Gomez Agar is a seasoned business professional with a robust educational background in Business Administration. He brings a wealth of experience in finance, banking, and compliance, underpinned by a specialized Compliance certificate. His career spans various managerial roles where he has honed his skills in capital markets, risk analysis, and regulatory compliance, with a particular focus on Anti-Money Laundering (AML), Know Your Customer (KYC), and cryptocurrencies.
Currently, he is making significant contributions as a Senior Executive at the Gibraltar Stock Exchange and Gibraltar Blockchain Exchange. His expertise is further complemented by his strategic involvement in business development and financial advisory within the Fintech sector.
Professional Experience
Gibraltar Stock Exchange and Gibraltar Blockchain Exchange
- Spearheading strategic initiatives in the stock and blockchain exchanges.
- Overseeing compliance and regulatory adherence in a dynamic financial and Crypto-environment.
- Pioneering the integration of cryptocurrency transactions within traditional financial systems.
Managerial Roles in Banking and Financial Institutions
- Directed teams in high-stakes banking environments.
- Implemented robust risk analysis frameworks to safeguard assets.
- Developed and enforced stringent AML and KYC policies.
Business Development and Financial Advisory
- Engaged in Fintech companies to drive innovation and growth.
- Provided expert financial advice to optimize business performance.
- Cultivated new opportunities in emerging financial technologies.
Education
Bachelor's Degree in Business Administration
- Specialized in finance and banking operations.
- Acquired foundational knowledge and skills for a successful career in finance.
Certifications
Gibraltar Professional Compliance Certificate (Gibraltar Association of Compliance Officers, Dec'23)
- Demonstrated expertise in regulatory compliance standards.
- Equipped with the latest best practices in financial compliance.
Languages
English - Professional
Spanish - Native
just a bit...
Rafael's experience in compliance tasks is extensive and multifaceted, having been developed through various roles in the financial sector. His compliance expertise is particularly highlighted by his work at the Gibraltar Stock Exchange (GSX) and Gibraltar Blockchain Exchange (GBX), where he has been involved in ensuring regulatory adherence and overseeing corporate actions to maintain compliance with ongoing obligations of issuers. Additionally, Rafael has been responsible for conducting Compliance, Risk, AML, and KYC checks on individuals, companies, and products, including calculations and assessments related to Ultimate Beneficial Owners (UBOs).
His role as a Senior Executive at GSX and GBX also includes managing administrative and record-keeping tasks within the finance department, providing regulatory and technical guidance to member firms, and serving as the primary relationship manager for Spanish and LATAM clients, ensuring compliance with KYC regulations and regulatory supervision. Furthermore, Rafael has played a key role in integrating cutting-edge technologies into treasury operations at the Gibraltar Blockchain Exchange, focusing on secure storage, transaction processing, risk management, and compliance tailored specifically for digital assets.
Rafael's compliance-related qualifications are underpinned by his Professional Compliance Certificate from the Gibraltar Association of Compliance Officers and his AML, KYC, and Compliance Certificate from the Fundación Tripartita for Banking, which demonstrate his formal training and commitment to the field of compliance.
Rafael Gomez Agar has a comprehensive background in financial services, which is evident across various roles throughout his career. His experience encompasses financial advisory services, branch management, and business development within the banking sector.
As a Branch Manager at Arquia Banca, Rafael was responsible for identifying potential new clients and managing their wealth, applying his CRM knowledge to build and maintain relationships . His role at Lloyds TSB Bank as a Private Banking Branch Manager and Business Development Manager in Sotogrande involved promoting the branch, providing financial advisory services, and ensuring high levels of customer service .
During his tenure at Citibank, Rafael held the position of Branch Manager in the Marbella area, where he was responsible for overseeing all banking procedures and processes, including the approval of loans and lines of credit, and ensuring customer satisfaction. His responsibilities also extended to marketing the branch within the community to attract business and managing financial information for analysis.
At MyIbanwallet.com, Rafael served as a Business Development Manager, identifying and developing business opportunities to generate revenue, based on customer behavior online, and providing financial advisory services. His role also included overseeing and developing marketing strategies and delivering programs, products, and services in South Europe and the UK.
In his current position as a Senior Executive at the Gibraltar Stock Exchange and Gibraltar Blockchain Exchange, Rafael conducts comprehensive reviews of application files before official listing/trading admission and evaluates application files prior to the onboarding of member firms. He also provides regulatory and technical guidance to member firms and ensures compliance with KYC regulations and regulatory supervision.
Rafael's financial services tasks are further supported by his educational background, including a Business Administration Degree with a focus on finance and banking operations, and his certifications in AML, KYC, and Compliance from the Fundación Tripartita for Banking, as well as a Professional Compliance Certificate from the Gibraltar Association of Compliance Officers.
Rafael Gomez Agar's experience in cryptocurrency and blockchain exchange tasks is deeply rooted in his role as a Senior Executive at the Gibraltar Blockchain Exchange (GBX), where he has been instrumental in integrating blockchain technologies into traditional financial systems. His responsibilities have included executing strategies for the secure storage and transaction processing of digital assets, as well as managing risk and ensuring compliance within the blockchain framework.
At GBX, Rafael has played a pivotal role in advising on securities tokenization and analyzing blockchain projects, tokenomics, and their feasibility within the financial landscape. His work has involved close collaboration with cross-functional teams to enhance the organization's capabilities in handling digital assets, which has led to improved financial efficiency and strategic market positioning.
Additionally, Rafael has acted as a liaison with the Gibraltar Financial Services Commission (GFSC) on various occasions, ensuring that the exchange's operations align with regulatory requirements. His expertise in cryptocurrencies is further supported by his role as a cryptocurrencies advisor, where he has provided guidance on traditional and alternative investments, including accounts, deposits, funds, equities, crowd lending, and crowdfunding.
Rafael's experience in the cryptocurrency and blockchain space is a testament to his ability to navigate the complexities of this emerging sector and contribute to its integration with established financial systems. His work at GBX has positioned him at the forefront of the intersection between traditional finance and the innovative world of digital assets.
Rafael Gomez Agar is well-equipped to perform compliance, AML, and due diligence tasks, as evidenced by his extensive experience and certifications in these areas. His proficiency is supported by a Professional Compliance Certificate from the Gibraltar Association of Compliance Officers, which demonstrates his formal training and commitment to compliance standards. Additionally, his AML, KYC, and Compliance Certificate from the Fundación Tripartita for Banking further solidifies his expertise in anti-money laundering and due diligence procedures.
In his role as a Senior Executive at the Gibraltar Stock Exchange and Gibraltar Blockchain Exchange, Rafael has been responsible for conducting comprehensive reviews of application files before official listing/trading admission, evaluating application files prior to the onboarding of member firms, and ensuring compliance with ongoing obligations of issuers. He has also managed administrative and record-keeping tasks within the finance department, provided regulatory and technical guidance to member firms, and conducted ongoing obligations checks to ensure compliance with financial regulations.
Rafael's experience includes conducting Compliance, Risk, AML, and KYC checks on individuals, companies, and products, including a variety of Ultimate Beneficial Owners (UBOs) calculations and affected regulatory assessments. His ability to analyze and screen companies at an international level applying to list their securities on the GSX showcases his due diligence capabilities.
Overall, Rafael's certifications, combined with his hands-on experience in managing compliance and due diligence tasks within the financial and blockchain industries, underscore his qualifications for these critical functions in the sector.
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